Compliance Officer

Short Job Description: 

An excellent career opportunity exists with our client, a boutique financial planning practice, for a Compliance Officer with 1-2 years' experience to join their team. The successful candidate will be assisting the compliance function by implementing, monitoring and reviewing processes, policies and controls throughout the business.

Job posting date: 
Tuesday, June 8, 2021
Job Type: 
Graduate placement
Required skills: 
Compliance & Risk
Required Qualification: 
Degree - BCom Law, LLB, BA Law
Remuneration in ZAR: 
Commensurate with Experience
Remuneration term: 
Full Job Description: 

Compliance Officer Job, Jhb North, Gauteng

A good understanding of the financial services industry, specifically financial advisory or asset management together with a minimum of  1 years' compliance experience in a Category I or Category II Financial Services Provider would make you a great candidate for this opportunity. 

Other requirements would include:

Good working knowledge of POPIA, FAIS, Conduct, and FICA.

Conducting company compliance and risk management in a financial services environment. 

Governance law and company law knowledge would be to your advantage. 

South Africa
Which province(s) does this job apply to: 
Jhb North

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