An excellent career opportunity exists with our client, a boutique financial planning practice, for a Compliance Officer with 1-2 years' experience to join their team. The successful candidate will be assisting the compliance function by implementing, monitoring and reviewing processes, policies and controls throughout the business.
Compliance Officer Job, Jhb North, Gauteng
A good understanding of the financial services industry, specifically financial advisory or asset management together with a minimum of 1 years' compliance experience in a Category I or Category II Financial Services Provider would make you a great candidate for this opportunity.
Other requirements would include:
Good working knowledge of POPIA, FAIS, Conduct, and FICA.
Conducting company compliance and risk management in a financial services environment.
Governance law and company law knowledge would be to your advantage.