An excellent career opportunity exists with our client, a boutique financial planning practice, for a Compliance Assistant with 1-2 years' experience to join their team. The main purpose of this role is to assist the Compliance Officer with day-to-day accountabilities for the group of companies including compliance function, diary management, FICA management and contract management.
Compliance Assistant Job, Jhb North, Gauteng
This is an admin intensive position.
Providing support to the compliance function, the main responsibilities would include:
Drafting contracts and maintain all contract templates.
Manage the compliance annual calendar.
Meetings would include: monthly and quarterly compliance visits, training sessions, and submission of compliance reports, submission of annual financial statements, monthly compliance analyst meetings, monthly compliance meetings with the Corporate Executive Board, and supervision meetings.
Checking Fica documents against DocFox and reporting all queries to the Compliance Officer and reporting the scores to the Paraplanner.
Basic knowledge of FAIS, POPIA, and FICA
Compliance experience in a Category 1 Financial Services Provider would be advantageous.
Ability to multi task and work under pressure in a high performance environment.